FIDUS INVESTMENT Corp false 0001513363 0001513363 2022-06-09 2022-06-09












Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): June 9, 2022



Fidus Investment Corporation

(Exact name of registrant as specified in its charter)




Maryland   814-00861   27-5017321

(State or other jurisdiction

of incorporation)



File Number)


(I.R.S. Employer

Identification No.)


1603 Orrington Avenue, Suite 1005, Evanston, Illinois   60201
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: 847-859-3940

Not Applicable

Former name or former address, if changed since last report



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐




Item 8.01.

Other Events.

On June 9, 2022, Fidus Investment Corporation (the “Company”) convened and adjourned its 2022 annual meeting of stockholders (the “Annual Meeting”) without any business being conducted other than the adjournment. The Annual Meeting was adjourned because a quorum was not present. The Annual Meeting will be reconvened on June 29, 2022 at 11:00 A.M., Central Time, at the Company’s offices located at 1603 Orrington Avenue, Suite 1005, Evanston, Illinois, 60201.

The polls will remain open for voting during the adjournment period. The record date for the Annual Meeting has not changed. Only stockholders of record at the close of business on March 18, 2022 are entitled to vote at the reconvened Annual Meeting.


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: June 9, 2022     Fidus Investment Corporation

/s/ Shelby E. Sherard

      Shelby E. Sherard
      Chief Financial Officer and Secretary