nv6f
As
filed with the Securities and Exchange Commission on March 1, 2011
Securities Act File No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-6F
NOTICE OF INTENT TO ELECT TO BE SUBJECT TO SECTIONS 55 THROUGH 65
OF THE INVESTMENT COMPANY ACT OF 1940
The undersigned hereby notifies the Securities and Exchange Commission that it intends to file
a notification of election to be subject to sections 55 through 65 of the Investment Company Act of
1940 (the Act) and in connection with such notice submits the following information:
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Name:
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Fidus Investment Corporation |
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Address of Principal Business Office:
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1603 Orrington Avenue, Suite 820 |
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Evanston, Illinois 60201 |
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Telephone Number:
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(847) 859-3940 |
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Name and Address of Agent for Service of Process:
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Edward H. Ross |
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Fidus Investment Corporation |
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1603 Orrington Avenue, Suite 820 |
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Evanston, Illinois 60201 |
The undersigned company hereby notifies the Securities and Exchange Commission that it intends
to file a notification of election to be subject to sections 55 through 65 of the Act within ninety
days of the date of this filing. The company would be excluded from the definition of an investment
company by section 3(c)(1) of the Act, except that it presently proposes to make a public offering
of its securities as a business development company.
SIGNATURE
Pursuant to the requirements of section 6(f) of the Act, the undersigned company has caused
this notice of intent to elect to be subject to sections 55 through 65 of the Act pursuant to
section 54(a) of the Act to be duly executed on its behalf in the city of Evanston and the state of
Illinois on the 1st day of March, 2011.
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FIDUS INVESTMENT CORPORATION
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/s/ Edward H. Ross
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Name: |
Edward H. Ross |
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Title: |
Chief Executive Officer and Chairman of the
Board |
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Attest: /s/ Cary L. Schaefer
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Name: |
Cary L. Schaefer |
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Title: |
Chief Financial Officer |
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