UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) or (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
Fidus Investment Corporation
(Exact name of registrant as specified in its charter)
Maryland | 27-5017321 | |
(Jurisdiction of Incorporation or Organization) | (IRS Employer Identification No.) |
1603 Orrington Avenue, Suite 1005 Evanston, Illinois |
60201 | |
(Address of principal executive offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered |
Name of each exchange on which each class is to be registered | |
5.375% Notes due 2024 | The Nasdaq Stock Market LLC |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement file number to which this form relates:
333-223350
Securities to be registered pursuant to Section 12(g) of the Act:
None
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrants Securities to be Registered.
The securities to be registered hereby consist of the 5.375% Notes due 2024 (the Notes) of Fidus Investment Corporation, a Maryland corporation (the Registrant). The Notes are expected to be listed on The Nasdaq Global Select Market and to trade thereon within 30 days of the original issue date under the trading symbol FDUSG. As of October 16, 2019, the Registrant has sold and issued $55,000,000 in aggregate principal amount of the Notes and granted an option to the underwriters to purchase up to an additional $8,250,000 in aggregate principal amount of the Notes.
For a description of the Notes, reference is made to (i) the information set forth under the heading Description of Our Debt Securities in the Registrants prospectus included in its Registration Statement on Form N-2 (Registration No. 333-223350) (as amended from time to time, the Registration Statement), as filed with the Securities and Exchange Commission (the Commission) on April 29, 2019 under the Securities Act of 1933, as amended (the Securities Act), and (ii) the information set forth under the headings Specific Terms of the Notes and the Offering and Description of the Notes in the Registrants prospectus supplement dated October 10, 2019, as filed with the Commission on October 15, 2019 pursuant to Rule 497 under the Securities Act. The foregoing descriptions are incorporated herein by reference.
Item 2. Exhibits.
Pursuant to the Instructions as to exhibits for registration statements on Form 8-A, the documents listed below are filed as exhibits to this Registration Statement:
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: October 16, 2019 | Fidus Investment Corporation | |||||
By: | /s/ Shelby E. Sherard | |||||
Shelby E. Sherard | ||||||
Chief Financial Officer, Chief Compliance Officer and Secretary |
EXHIBIT INDEX