You can contact Fidus Investment Corporation's Board of Directors to provide comments, to report concerns, or to ask a question, at the following address.
Corporate Secretary
Fidus Investment Corporation
1603 Orrington Avenue
Suite 1005
Evanston, IL 60201
United States
You may submit your concern anonymously or confidentially by postal mail. You may also indicate whether you are a shareholder, customer, supplier, or other interested party.
Communications are distributed to the Board, or to any individual directors as appropriate, depending on the facts and circumstances outlined in the communication. In that regard, the Fidus Investment Corporation board of directors has requested that certain items which are unrelated to the duties and responsibilities of the board should be excluded, such as:
- Product complaints
- Product inquiries
- New product suggestions
- Resumes and other forms of job inquiries
- Surveys
- Business solicitations or advertisements
In addition, material that is unduly hostile, threatening, illegal or similarly unsuitable will be excluded, with the provision that any communication that is filtered out must be made available to any non-management director upon request.
Whistleblower Contact Information
Complaints or concerns can be submitted in writing, by telephone or electronically. Click here for information about submitting by telephone, email or website.
If you would like to make a written anonymous submission, employees should set forth concerns in writing and forward in a sealed envelope to:
Chairperson of the Audit Committee
C/O Chief Compliance Officer
Fidus Investment Corporation
1603 Orrington Avenue, Suite 1005
Evanston, IL 60201
The sealed envelope should be labeled with the following legend: "To be opened by the Audit Committee only"