Official notification to shareholders of matters to be brought to a vote ("Proxy")

Report of unscheduled material events or corporate event

Quarterly report which provides a continuing view of a company's financial position

EFFECT

RPre-effective amendment to an N-2 filing

A preliminary proxy statement providing notification matters to be brought to a vote

Report of unscheduled material events or corporate event

Annual report which provides a comprehensive overview of the company for the past year

Registration statement for closed-end investment companies

Annual filing director officer or owner of more than ten percent.

25-NSE

Report of unscheduled material events or corporate event

Notice by closed-end investment companies of intention to call or redeem their own securities

Report of unscheduled material events or corporate event

Report of unscheduled material events or corporate event

Report of unscheduled material events or corporate event

Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c)

Form of prospectus filed in connection with primary offering of securities on a delayed basis

Notice by closed-end investment companies of intention to call or redeem their own securities

Form of prospectus filed in connection with primary offering of securities on a delayed basis